Specialist Compliance Support

In financial services marketing, compliance is not optional — it’s critical. Every investor communication must be clear, accurate, and fully aligned with regulatory standards, particularly the FCA’s Consumer Duty. At Hub, our Specialist Compliance Support service ensures your marketing is both impactful and compliant, so you can connect with investors confidently and without risk.

As a London-based asset management marketing agency, we understand the challenges asset managers and investment trusts face in creating communications that balance creativity with regulatory requirements. We help you navigate complex compliance demands while maintaining the clarity and engagement your audiences expect.

Too often, marketing teams feel forced to choose between compelling creative and rigorous compliance. We believe you can — and must — have both. Our process combines strategic thinking, creative expertise, and specialist compliance knowledge to ensure your communications are compliant from the outset, avoiding costly rewrites and regulatory delays.

We partner closely with compliance officers, legal teams, and senior marketers to review, refine, and optimise messaging. This collaboration ensures that your brand voice remains strong, your proposition remains clear, and your content meets every regulatory requirement.

• FCA Expertise – We understand financial promotions rules, Consumer Duty obligations, and sector-specific compliance challenges.
• Investor-Centric Approach – We balance regulatory requirements with investor needs, ensuring communications are both correct and compelling.
• Proactive Risk Mitigation – We identify potential compliance issues early, reducing approval timelines and protecting brand reputation.
• Evidence-Based Improvements – We provide tangible proof of communication effectiveness through testing and analytics.

Whether you’re launching a major campaign, updating investor materials, or preparing for regulatory review, our Specialist Compliance Support ensures your communications meet the highest standards of clarity and compliance.

By integrating compliance into the creative process, we help you avoid compromises — delivering marketing that is trusted by investors and approved by regulators.